Broker-Dealers & TAMPs

Deploy AI Across Your Entire Advisor Network.

At institutional scale, front-office inefficiency isn’t a per-advisor problem — it’s a network-wide one. CoraWealth gives broker-dealers and TAMPs (Turnkey Asset Management Platforms) a white-labelable AI layer built on private infrastructure, so you can modernize your advisor experience without compromising on the security and governance your firm requires.

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The Problem

Front-office inefficiency doesn’t just cost individual advisors time — at the network level, it’s a systemic drag on advisor productivity and a compliance exposure multiplied across every seat.

15+ hrs/week per advisor

lost to notes, follow-ups, proposals, and CRM updates

70% of proposals

built from generic templates with no real personalization

3–5 days

average time from meeting to delivered proposal

Inconsistent compliance review

creates uneven risk exposure across a large advisor base

  • For institutions managing >$10B in AUM, the question isn't whether to modernize the front office — it's whether the platform can meet enterprise requirements for security, governance, and control.

What CoraWealth Gives You

Your brand, not ours
Deploy CoraWealth white-labeled, fully integrated into the advisor experience your firm already owns.
Deployed your way
On-premises deployment is available for institutions with strict data residency requirements.
Tuned to your firm
Custom AI model training lets the platform reflect your specific policies, products, and proposal standards — not a generic default.
Built for enterprise procurement
SAML 2.0 SSO, role-based access control, and data processing agreements designed to clear institutional security review.

Architecture Built for Institutional Requirements

Security and compliance aren’t add-ons at CoraWealth — they’re the foundation the rest of the platform is built on.

Your data stays yours

All AI inference runs on private LLM infrastructure inside your Azure environment, over VPC PrivateLink — meaning nothing ever traverses the public internet or touches a shared cloud endpoint. Row-level security keeps every client record isolated.

Compliance is enforced automatically, not just documented

FINRA Rule 4512 and SEC Reg BI checks run on every recommendation, backed by an immutable audit trail and a configurable policy engine that layers your firm’s own rules on top of the regulatory baseline — with exam-ready exports on demand.

Security your review team will recognize

SOC 2 Type II certification, AES-256 encryption at rest and in transit, enforced multi-factor authentication, and regular penetration testing.

Deploys Alongside Your Existing Stack

  • Open API available for custom integrations. Dedicated implementation engineer included.

Why It Matters at Your Scale

Every proposal, from every advisor across your network, is checked against the same compliance standard before it ever reaches a client — automatically, consistently, and without a manual review bottleneck slowing your advisors down.

See How It Works

Book a live demo and we’ll walk you through the full advisor journey — from first client conversation to signed, compliant proposal — in 30 minutes.

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